CURRENT ACTIVE CLIENTS
Advisory
- Oil Services, Valve Technology Company, Stakeholder, Public Co. Houston, Texas.
- Major market leader and Security Printer, Englewood Cliffs, New Jersey.
- Senior Life Settlement Group, New York City
- Green Energy Solar technology, US and Australian Public Company.
- Transportation / Infrastructure, Emerging Market, Public Co., Cameroon, Africa.
- Clean Coal Generation, Vancouver B.C. and China
- Specialty Products Concern, Montreal CA.
- Energy efficiency and utility billing business, New York City.
Turnaround
- Distressed Real Property and Toxic Mortgage asset acquisitions, Domestic US.
- Regional Banking Consolidation, Domestic US
- Various Manufacturing and Retail Entities
Corporate Finance / M & A
- Oil and Gas Concern, Publicly traded, Central Ohio
- Software business, Los Angeles, CA
- Retail Store Franchise Concept EBAY based, Publicly Traded, Los Angeles, CA.
- Regional utility contractor. New Jersey and Indiana.
- Insurance Agency Roll-up, Southern US.
- Mining Precious Metals Acquisition, Publicly Traded, Montreal, Canada.
RECENT SELECTED CLOSED DEALS:
| 57,000,000 |
IPO Advisor |
| 27,500,000 |
Senior Debt and merger Advisor |
| 2,000,000 |
Senior Debt |
| 600,000 |
Local Bakery Chain Senior Debt |
| 2,500,000 |
Divesture / Sale Public Company |
| 1,500,000 |
Preferred equity |
| 575,000 |
PPM Principal participation |
Portfolio Equity available upon request.
Notable past principal transactions:
| Major Jazz Music Label: |
$ 5,500,000 |
Senior Debt Facility |
| Canadian Fiber Optics Company: |
$ 800,000 |
Mezzanine Financing |
| Lafarge: |
$ 25,000,000 |
Acquisition of significant US division. |
| GigWear Company, Inc.: |
$3,000,000 private equity |
 |
| Grampa's Pasta: |
Arranged $1,750,000 in debt and equity for Veteran AL Lewis’ Pasta business |
 |
| Regional Self-Storage Business: |
$7,500,000 |
Arranged debt facilities |
| Porsche-Audi of Rockland: |
$3,000,000 |
Arranged regional floor planning and asset based facility for high-end retailer. |
| Major Wire & Cable Manufacturer: |
$6,000,000 |
corporate restructure |
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